因“办理融资租赁项下信用证开证前调查不尽职”,华夏银行泉州分行被罚50万元

团团车 2024-01-10 次阅读

国金融监督管理总局泉州监管分局行政处罚信息公开表(泉金监罚决字〔2023〕12号)

因“办理融租赁项下信用证开证前调查不尽职”,华夏银行泉州分行被罚50万元_银行频道_证券星 @font-face{font-family:"TimesNewRoman";}@font-face{font-family:"宋体";}@font-face{font-family:"Calibri";}@font-face{font-family:"Wingdings";}@font-face{font-family:"仿宋_GB2312";}p.MsoNormal{mso-style-name:正文;mso-style-parent:"";margin:0pt;margin-bottom:.0001pt;mso-hyphenate:none;mso-pagination:none;text-align:justify;text-justify:inter-ideograph;font-family:Calibri;mso-fareast-font-family:宋体;mso-bidi-font-family:'TimesNewRoman';;mso-font-kerning:1.0000pt;}span.10{font-family:Calibri;}span.msoIns{mso-style-type:export-only;mso-style-name:"";text-decoration:underline;text-underline:single;color:blue;}span.msoDel{mso-style-type:export-only;mso-style-name:"";text-decoration:line-through;color:red;}table.MsoNormalTable{mso-style-name:普通表格;mso-style-parent:"";mso-style-noshow:yes;mso-tstyle-rowband-size:0;mso-tstyle-colband-size:0;mso-padding-alt:0.0000pt5.4000pt0.0000pt5.4000pt;mso-para-margin:0pt;mso-para-margin-bottom:.0001pt;mso-pagination:widow-orphan;font-family:'TimesNewRoman';;mso-ansi-language:#0400;mso-fareast-language:#0400;mso-bidi-language:#0400;}table.MsoTableGrid{mso-style-name:网格型;mso-tstyle-rowband-size:0;mso-tstyle-colband-size:0;mso-padding-alt:0.0000pt5.4000pt0.0000pt5.4000pt;mso-border-top-alt:0.5000ptsolidwindowtext;mso-border-left-alt:0.5000ptsolidwindowtext;mso-border-bottom-alt:0.5000ptsolidwindowtext;mso-border-right-alt:0.5000ptsolidwindowtext;mso-border-insideh:0.5000ptsolidwindowtext;mso-border-insidev:0.5000ptsolidwindowtext;mso-para-margin:0pt;mso-para-margin-bottom:.0001pt;mso-pagination:none;text-align:justify;text-justify:inter-ideograph;font-family:'TimesNewRoman';;mso-ansi-language:#0400;mso-fareast-language:#0400;mso-bidi-language:#0400;}@page{mso-page-border-surround-header:no; mso-page-border-surround-footer:no;}@pageSection0{margin-top:72.0000pt;margin-bottom:72.0000pt;margin-left:90.0000pt;margin-right:90.0000pt;size:595.3000pt841.9000pt;layout-grid:15.6000pt;}div.Section0{page:Section0;} 行政处罚决定书文号

泉金监罚决字〔2023〕12号

被处罚当事人

一、华夏银行股份有限公司泉州分行

二、赖超群(华夏银行股份有限公司泉州分行营销部负责人)

主要违法违规事实

办理融租赁项下信用证开证前调查不尽职

行政处罚依据

《中华人民共和国银行业监督管理法》第二十一条、第四十六条、第四十八条及相关审慎经营规则

行政处罚决定

一、对华夏银行股份有限公司泉州分行处以50万元罚款

二、对赖超群给予警告

作出处罚决定的

机关名称

国金融监督管理总局泉州监管分局

作出处罚决定的日期

2023年12月29日

数据来源:国金融监督管理总局